Kvants Whitepaper
  • Kvants
    • Introducing Kvants
      • Foreword from our CEO
      • Our Mission
      • Market Research
      • Market Opportunity
      • AI Driven Quantitative Trading Models
        • AI in Quantitative Trading Models
        • Advancements in Predictive Analytics
        • Sophisticated Pattern Recognition Techniques
        • Enhanced Market Trend Forecasting in AI-Driven Quantitative Trading Models
        • Real-time Adaptability and Decision Making in AI-Driven Quantitative Trading Models
      • Introducing a new way to generate Alpha.
    • Kvants - Investment Enabled Marketplace for AI-Driven Quant Trading Strategies
      • Kvants App (Kvants Plus+)
      • Selecting an AI-driven Quantitative Trading Strategy
        • Kvants Robo Advisor
        • Quant Strategy Onboarding Due-Diligence Process
      • Stake a $KVAI Tier
      • Investing via Centralized Exchanges
        • API Trading
        • Connecting your exchange
          • Binance
          • OKX
          • KuCoin
          • ByBit
          • Kraken
          • HTX
          • MEXC
      • Investing via DeFi Quant Vaults
        • Funding Smart Contract
          • Strategy Pools
          • Strategy Vaults
        • Funds Operation Smart Contract
        • Strategy Connector (Database + Smart Contract)
        • Mid-Layer Risk Management Server for External Quant Strategies
        • Advantages of DeFi Vaults for Investors
      • Democratizing the world of Quantitative Finance
      • Kvants+ Pro - Securitized Semi-Fungible Tokens
        • Regulatory Compliance
          • Legal opinion for functioning as an Investment Enabled Marketplace
          • BVI Incubator Fund Characteristics
          • UAE Regulations for Marketing Foreign Investment Funds
      • How Kvants AI Works: A Simplified Overview
    • $KVAI Token
      • Tokenomics
      • Token Economy
    • The DAO
    • Roadmap
Powered by GitBook
On this page
  1. Kvants
  2. Kvants - Investment Enabled Marketplace for AI-Driven Quant Trading Strategies
  3. Kvants+ Pro - Securitized Semi-Fungible Tokens

Regulatory Compliance

Kvants is committed to establishing compliant ways of advertising its alternative investment strategies within various jurisdictions by adhering to an approach that ensures adherence to local and international regulatory standards. This will involve thoroughly analysing each jurisdiction's advertising rules, especially those about financial services and investments, to understand and respect the nuances and specific requirements set forth by local authorities. We have established and engaged with legal experts and consultants within each region to ensure that all promotional materials and methods are effective and fully compliant with the latest regulatory directives. This includes clarity, accuracy, and the necessary disclaimers or risk warnings that inform potential investors of alternative investments' inherent risks and returns.

Moreover, the funds will implement rigorous internal review processes to monitor and evaluate advertising campaigns regularly, ensuring ongoing compliance and adapting to any changes in regulatory frameworks. Training for staff and continuous education about the ethical and legal implications of marketing in different regions will be a priority to foster a culture of compliance from within. By prioritising transparency, responsibility, and regional regulatory alignment, the fund aims to establish and maintain trust with investors and authorities, ensuring a sustainable and compliant promotional strategy for its alternative investment offerings.

PreviousKvants+ Pro - Securitized Semi-Fungible TokensNextLegal opinion for functioning as an Investment Enabled Marketplace

Last updated 1 year ago